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Commodity Futures Trading Commission
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#	Item
901	Questions from “Building a Global Legal Entity Identifier Webinar” (December 15, 2011) Webinar Questions - LEI Standard Hierarchy Q: Are hierarchies captured? Does each subsidiary have its own LEI? A: The LEI include Add to Reading List Source URL: gfma.org Language: English - Date: 2012-01-14 13:29:13 Systemic risk Legal Entity Identification for Financial Contracts Depository Trust & Clearing Corporation Security Low-energy ion scattering Commodity Futures Trading Commission Lei Derivative Financial economics Financial system Finance
902	LEI INITIATIVE AND IMPLEMENTATION OF THE CFTC COMPLIANT INTERIM IDENTIFIER (CICI) Agenda • • Add to Reading List Source URL: www.gfma.org Language: English - Date: 2012-08-31 16:14:18 Systemic risk Market data Financial regulation Depository Trust & Clearing Corporation Commodity Futures Trading Commission Society for Worldwide Interbank Financial Telecommunication Financial Stability Board Clearing Corporation Derivative Financial economics Financial system Finance
903	Indirect clearing Transparency requirements Algo flagging JANUARY \| 2015 Add to Reading List Source URL: www.fia-europe.org Language: English - Date: 2015-01-16 11:57:29 Investment Stock market Financial regulation European Union Markets in Financial Instruments Directive Electronic trading platform High-frequency trading Futures exchange Commodity Futures Trading Commission Financial markets Financial economics Finance
904	Microsoft Word - hr634 hfs.docx Add to Reading List Source URL: www.cbo.gov Language: English - Date: 2014-09-26 09:15:11 Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis Systemic risk United States federal banking legislation Government Congressional Budget Office Commodity Futures Trading Commission Federal Deposit Insurance Corporation Economics 111th United States Congress Presidency of Barack Obama Financial regulation
905	July 24, 2013 The Honorable Frank D. Lucas Chairman of the House Agriculture Committee 1301 Longworth House Office Building Washington, DC[removed]Dear Mr. Chairman: Add to Reading List Source URL: www.iciglobal.org Language: English Financial markets Financial services Institutional investors Commodity Futures Trading Commission Foreign exchange market Futures contract Derivative Investment Company Institute Mutual fund Financial economics Investment Finance
906	January 14, 2015 LEGAL ENTITY IDENTIFIER EXISTING AND PROPOSED RULEMAKING JURISDICTION RULE Add to Reading List Source URL: gfma.org Language: English - Date: 2015-01-14 14:40:23 Government SEC filings Corporate governance 73rd United States Congress United States Securities and Exchange Commission U.S. Securities and Exchange Commission European Insurance and Occupational Pensions Authority Securities Act Commodity Futures Trading Commission Financial regulation European Union United States securities law
907	GFMA Letter to Members on LEI and CICI Add to Reading List Source URL: gfma.org Language: English - Date: 2012-11-19 10:51:23 Systemic risk Securities Financial markets Stock market Legal Entity Identification for Financial Contracts Commodity Futures Trading Commission Counterparty Derivative Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Finance Financial system
908	Microsoft Word - hr742 hfs.docx Add to Reading List Source URL: cbo.gov Language: English - Date: 2014-09-26 09:15:11 Derivative Government 111th United States Congress Economics Public administration Presidency of Barack Obama Commodity Futures Trading Commission Congressional Budget Office U.S. Securities and Exchange Commission
909	LEI INITIATIVE AND IMPLEMENTATION OF THE CFTC COMPLIANT INTERIM IDENTIFIER (CICI) Agenda • • Add to Reading List Source URL: gfma.org Language: English - Date: 2012-08-31 16:14:18 Systemic risk Market data Financial regulation Depository Trust & Clearing Corporation Commodity Futures Trading Commission Society for Worldwide Interbank Financial Telecommunication Financial Stability Board Clearing Corporation Derivative Financial economics Financial system Finance
910	Microsoft Word - ICI Comment Letter on Uncleared Margin Requirements[removed]final Add to Reading List Source URL: www.iciglobal.org Language: English Credit default swap United States housing bubble Interest rate swap Derivative Futures contract Swap Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Notional amount Financial economics Finance Financial system

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